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Searching within: All TitlesTitle 12Chapter IIPart 263 - PART 263—RULES OF PRACTICE FOR HEARINGS
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All TitlesTitle 12Chapter IIPart 263Subpart K - Subpart K—Formal Investigative Proceedings
Appendix A - Appendix A to Part 263—Rules Applicable to Proceedings Initiated Before April 1, 2024
. 263.16 The Board's right to conduct examination. 263.17 ..... sanctions upon any government securities broker or dealer or upon any person ..... broker or dealer for which the Board is the appropriate agency; (e ..... days of receipt of service of the ex parte communication, to file ..... is ten days or less, not including any additional time allowed for in
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