Regulations last checked for updates: May 02, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All TitlesTitle 17Chapter IIPart 210 - PART 210—FORM AND CONTENT OF AND REQUIREMENTS FOR FINANCIAL STATEMENTS, SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934, INVESTMENT COMPANY ACT OF 1940, INVESTMENT ADVISERS ACT OF 1940, AND ENERGY POLICY AND CONSERVATION ACT OF 1975
View all text of Part 210 [§ 210.1-01 - § 210.15-01]
§ 210.12-27 - Qualified assets on deposit. 1
Column A—Name of depositary 2 Column B—Cash Column C—Investments in securities Column D—First mortgages and other first liens on real estate Column E—Other Column F—Total 3

1 All money columns shall be totaled.

2 Classify names of individual depositaries under group headings, such as banks and states.

3 Total of column F shall agree with note required by § 210.6-06(4) as to total amount of qualified Assets on Deposit.

[59 FR 65637, Dec. 20, 1994, as amended at 83 FR 50208, Oct. 4, 2018]
authority: 15 U.S.C. 77f,77g,77h,77j,77s,77z,77z,77aa,77aa,77nn,77nn,78c,78j,78l,78m,78n,78o,78q,78u,78w,78ll,78mm,80a,80a,80a,80a,80a,80a,80b,80b,7202,and. 102(c), Pub. L. 112-106, 126 Stat. 310 (2012), unless otherwise noted
cite as: 17 CFR 210.12-27
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