17 CFR 210.12-15 - Summary of investments—other than investments in related parties.

Regulations last checked for updates: May 05, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Part 210 [§ 210.1-01 - 210.15-01]

§ 210.12-15 - Summary of investments—other than investments in related parties.

[For Insurance Companies]

Column A	Column B	Column C	Column D
Type of investment	Cost ¹	Value	Amount at which shown in the balance sheet ²
Fixed maturities:
Bonds:
United States Government and government agencies and authorities
States, municipalities and political subdivisions
Foreign governments
Public utilities
Convertibles and bonds with warrants attached ³
All other corporate bonds
Certificates of deposit
Redeemable preferred stock
Total fixed maturities
Equity securities:
Common stocks:
Public utilities
Banks, trust and insurance companies
Industrial, miscellaneous and all other
Nonredeemable preferred stocks
Total equity securities
Mortgage loans on real estate
Real estate ⁴
Policy loans
Other long-term investments
Short-term investments
Total investments

¹ Original cost of equity securities and, as to fixed maturities, original cost reduced by repayments and adjusted for amortization of premiums or accrual of discounts.

² If the amount at which shown in the balance sheet is different from the amount shown in either column B or C, state the reason for such difference. The total of this column should agree with the balance sheet.

³ All convertibles and bonds with warrants shall be included in this caption, regardless of issuer.

⁴ State separately any real estate acquired in satisfaction of debt.

[46 FR 54337, Nov. 2, 1981]

authority: 15 U.S.C. 77f,77g,77h,77j,77s,77z,77z,77aa,77aa,77nn,77nn,78c,78j,78l,78m,78n,78o,78q,78u,78w,78ll,78mm,80a,80a,80a,80a,80a,80a,80b,80b,7202,and. 102(c), Pub. L. 112-106, 126 Stat. 310 (2012), unless otherwise noted

cite as: 17 CFR 210.12-15