Regulations last checked for updates: May 13, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024
§ 229.1120 - (Item 1120) Ratings.

Disclose whether the issuance or sale of any class of offered securities is conditioned on the assignment of a rating by one or more rating agencies, whether or not NRSROs. If so, identify each rating agency and the minimum rating that must be assigned. Describe any arrangements to have such rating monitored while the asset-backed securities are outstanding.

source: 47 FR 11401, Mar. 16, 1982, unless otherwise noted.
cite as: 17 CFR 229.1120