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Regulations last checked for updates: May 23, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All Titles
Title 17
Chapter II
Part 227
Subpart C - Subpart C—Requirements for Intermediaries
§ 227.300 - Intermediaries.
§ 227.301 - Measures to reduce risk of fraud.
§ 227.302 - Account opening.
§ 227.303 - Requirements with respect to transactions.
§ 227.304 - Completion of offerings, cancellations and reconfirmations.
§ 227.305 - Payments to third parties.
authority:
15 U.S.C. 77d
,
77d
,
77s
,
77z
,
78c
,
78o
,
78q
,
78w
,
78mm
,
and
. L. 112-106, secs. 301-305, 126 Stat. 306 (2012)
source:
80 FR 71537, Nov. 16, 2015, unless otherwise noted.
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