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Regulations last checked for updates: May 22, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
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Title 17
Chapter II
Part 279 - PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940
§ 279.0-1 - Availability of forms.
§ 279.1 - Form ADV, for application for registration of investment adviser and for amendments to such registration statement.
§ 279.2 - Form ADV-W, notice of withdrawal from registration as investment adviser.
§ 279.3 - Form ADV-H, application for a temporary or continuing hardship exemption.
§ 279.4 - Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser.
§§ 279.5-279.7 - §[Reserved]
§ 279.8 - Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.
§ 279.9 - Form PF, reporting by investment advisers to private funds.
authority:
The Investment Advisers Act of 1940,
15 U.S.C. 80b-1
,
source:
33 FR 19005, Dec. 20, 1968, unless otherwise noted.
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