17 CFR 279.8 - Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.

Regulations last checked for updates: May 20, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Part 279 [§ 279.0-1 - § 279.9]

§ 279.8 - Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.

[54 FR 32049, Aug. 4, 1989] Editorial Note:For Federal Register citations affecting Form ADV-E, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

authority: The Investment Advisers Act of 1940, 15 U.S.C. 80b-1,

source: 33 FR 19005, Dec. 20, 1968, unless otherwise noted.

cite as: 17 CFR 279.8