17 CFR 279.9 - Form PF, reporting by investment advisers to private funds.

Regulations last checked for updates: May 20, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Part 279 [§ 279.0-1 - § 279.9]

§ 279.9 - Form PF, reporting by investment advisers to private funds.

This form shall be filed pursuant to Rule 204(b)-1 (§ 275.204(b)-1 of this chapter) by certain investment advisers registered or required to register under section 203 of the Act (15 U.S.C. 80b-3) that act as an investment adviser to one or more private funds.

[76 FR 71175, Nov. 16, 2011] Editorial Note:For Federal Register citations affecting Form PF, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

authority: The Investment Advisers Act of 1940, 15 U.S.C. 80b-1,

source: 33 FR 19005, Dec. 20, 1968, unless otherwise noted.

cite as: 17 CFR 279.9