12 CFR 335.201 - Securities exempted from registration.

Regulations last checked for updates: May 08, 2024

Title 12 - Banks and Banking last revised: May 06, 2024

View all text of Part 335 [§ 335.101 - § 335.801]

§ 335.201 - Securities exempted from registration.

Persons subject to registration requirements under Exchange Act section 12 and subject to this part shall follow the applicable and currently effective SEC regulations relative to exemptions from registration issued under sections 3 and 12 of the Exchange Act as codified at 17 CFR part 240.

[75 FR 73949, Nov. 30, 2010]

authority: 12 U.S.C. 1819; 15 U.S.C. 78j-1,78l,78m,78n,78p,78w,5412,5414,5415,7241,7242,7243,7244,7261,7262,7264,and

source: 62 FR 6856, Feb. 14, 1997, unless otherwise noted.

cite as: 12 CFR 335.201