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Regulations last checked for updates: May 23, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All TitlesTitle 17Chapter IPart 3Subpart B - Subpart B—Temporary Licenses
  • § 3.40 - Temporary licensing of applicants for associated person, floor broker or floor trader registration.
  • § 3.42 - Termination.
  • § 3.43 - Relationship to registration.
  • § 3.44 - Temporary licensing of applicants for guaranteed introducing broker registration.
  • § 3.45 - Restrictions upon activities.
  • § 3.46 - Termination.
  • § 3.47 - Relationship to registration.
authority: 5 U.S.C. 552,552b; 7 U.S.C. 1a,2,6a,6b,6b-1,6c,6d,6e,6f,6g,6h,6
source: 45 FR 80491, Dec. 5, 1980, unless otherwise noted.
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