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Regulations last checked for updates: May 23, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All Titles
Title 17
Chapter I
Part 3
Subpart B - Subpart B—Temporary Licenses
§ 3.40 - Temporary licensing of applicants for associated person, floor broker or floor trader registration.
§ 3.42 - Termination.
§ 3.43 - Relationship to registration.
§ 3.44 - Temporary licensing of applicants for guaranteed introducing broker registration.
§ 3.45 - Restrictions upon activities.
§ 3.46 - Termination.
§ 3.47 - Relationship to registration.
authority:
5 U.S.C. 552
,
552b
;
7 U.S.C. 1a
,
2
,
6a
,
6b
,
6b
-1,
6c
,
6d
,
6e
,
6f
,
6g
,
6h
,
6
source:
45 FR 80491, Dec. 5, 1980, unless otherwise noted.
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