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Regulations last checked for updates: May 23, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All TitlesTitle 17Chapter IPart 37Subpart N - Subpart N—Financial Resources
  • § 37.1300 - Core Principle 13—Financial resources.
  • § 37.1301 - General requirements.
  • § 37.1302 - Types of financial resources.
  • § 37.1303 - Liquidity of financial resources.
  • § 37.1304 - Computation of costs to meet financial resources requirement.
  • § 37.1305 - Valuation of financial resources.
  • § 37.1306 - Reporting to the Commission.
  • § 37.1307 - Delegation of authority.
authority: 7 U.S.C. 1a,2,5,6,6c,7,7a-2,7b-3,and,as,Pub. L. 111-203, 124 Stat. 1376
source: 78 FR 33582, June 4, 2013, unless otherwise noted.
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