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Regulations last checked for updates: Apr 23, 2024
Title 17 - Commodity and Securities Exchanges last revised: Apr 19, 2024
All Titles
Title 17
Chapter I
Part 37 - PART 37—SWAP EXECUTION FACILITIES
Subpart A [§ 37.1 - § 37.12] - Subpart A—General Provisions
Subpart B [§ 37.100 - § 37.100] - Subpart B—Compliance With Core Principles
Subpart C [§ 37.200 - § 37.206] - Subpart C—Compliance With Rules
Subpart D [§ 37.300 - § 37.301] - Subpart D—Swaps Not Readily Susceptible to Manipulation
Subpart E [§ 37.400 - § 37.408] - Subpart E—Monitoring of Trading and Trade Processing
Subpart F [§ 37.500 - § 37.504] - Subpart F—Ability to Obtain Information
Subpart G [§ 37.600 - § 37.601] - Subpart G—Position Limits or Accountability
Subpart H [§ 37.700 - § 37.703] - Subpart H—Financial Integrity of Transactions
Subpart I [§ 37.800 - § 37.801] - Subpart I—Emergency Authority
Subpart J [§ 37.900 - § 37.901] - Subpart J—Timely Publication of Trading Information
Subpart K [§ 37.1000 - § 37.1001] - Subpart K—Recordkeeping and Reporting
Subpart L [§ 37.1100 - § 37.1101] - Subpart L—Antitrust Considerations
Subpart M [§ 37.1200 - § 37.1200] - Subpart M—Conflicts of Interest
Subpart N [§ 37.1300 - § 37.1307] - Subpart N—Financial Resources
Subpart O [§ 37.1400 - § 37.1401] - Subpart O—System Safeguards
Subpart P [§ 37.1500 - § 37.1501] - Subpart P—Designation of Chief Compliance Officer
authority:
7 U.S.C. 1a
,
2
,
5
,
6
,
6
c,
7
,
7
a-2,
7
b-3,
and
,
as
,
Pub
. L. 111-203, 124 Stat. 1376
source:
78 FR 33582, June 4, 2013, unless otherwise noted.
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