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Regulations last checked for updates: Jun 17, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 18, 2025
All Titles
Title 17
Chapter II
Part 239
Subpart B - Subpart B—Forms Pertaining to Exemptions
§ 239.90 - Form 1-A, offering statement under Regulation A.
§ 239.91 - Form 1-K.
§ 239.92 - Form 1-SA.
§ 239.93 - Form 1-U.
§ 239.94 - Form 1-Z.
§§ 239.95-239.143 - §[Reserved]
§ 239.144 - Form 144, for notice of proposed sale of securities pursuant to of this chapter.
§§ 239.145-239.199 - §[Reserved]
§ 239.200 - Form 1-E, notification under Regulation E.
§ 239.201 - Form 2-E, report of sales pursuant to Rule 609 of Regulation E.
§§ 239.202-239.300 - §[Reserved]
§ 239.500 - Form D, notice of sales of securities under Regulation D and section 4(a)(5) of the Securities Act of 1933.
§ 239.701 - [Reserved]
§ 239.800 - Form CB, report of sales of securities in connection with an exchange offer or a rights offering.
§ 239.900 - Form C.
authority:
15 U.S.C. 77c
,
77f
,
77g
,
77h
,
77j
,
77s
,
77z
,
77z
,
77s
ss,
78c
,
78
source:
33 FR 18991, Dec. 20, 1968, unless otherwise noted.
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