17 CFR 239.201 - Form 2-E, report of sales pursuant to Rule 609 of Regulation E.

Regulations last checked for updates: May 02, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025

View all text of Subpart B [§ 239.90 - § 239.900]

§ 239.201 - Form 2-E, report of sales pursuant to Rule 609 of Regulation E.

This form shall be used for report of sales of securities under Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company described in Rule 602 (§ 230.602 of this chapter) as required by Rule 609 of Regulation E (§ 230.609 of this chapter).

authority: 15 U.S.C. 77c,77f,77g,77h,77j,77s,77z,77z,77sss,78c,78

source: 33 FR 18991, Dec. 20, 1968, unless otherwise noted.

cite as: 17 CFR 239.201