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Regulations last checked for updates: Jun 17, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 18, 2025
All Titles
Title 17
Chapter II
Part 200
Subpart M - Subpart M—Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission
§ 200.735-1 - Purpose.
§ 200.735-2 - Policy.
§ 200.735-3 - General provisions.
§ 200.735-4 - Outside employment and activities.
§ 200.735-5 - Securities transactions.
§ 200.735-6 - Action in case of personal interest.
§ 200.735-7 - Negotiation for employment.
§ 200.735-8 - Practice by former members and employees of the Commission.
§ 200.735-9 - Indebtedness.
§ 200.735-10 - Miscellaneous statutory provisions.
§ 200.735-11 - Statement of employment and financial interests.
§ 200.735-12 - Special Government employees.
§ 200.735-13 - Disciplinary and other remedial action.
§ 200.735-14 - Employees on leave of absence.
§ 200.735-15 - Interpretive and advisory service.
§ 200.735-16 - Delegation.
§ 200.735-17 - Administration of the conduct regulation.
§ 200.735-18 - Requests for waivers.
authority:
5 U.S.C. 552
,
552a
,
552b
,
and
;
11 U.S.C. 901
and 1109(a);
15 U.S.C.
77
c,
77e
,
77f
,
77g
,
77h
,
77j
,
77
source:
25 FR 6719, July 15, 1960, unless otherwise noted.
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