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Regulations last checked for updates: May 23, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All TitlesTitle 17Chapter IIPart 200Subpart F - Subpart F—Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees
  • § 200.110 - Purpose.
  • § 200.111 - Prohibitions; application; definitions.
  • § 200.112 - Duties of recipient; notice to participants.
  • § 200.113 - Opportunity to respond; interception.
  • § 200.114 - Sanctions.
authority: 5 U.S.C. 552,552a,552b,and; 11 U.S.C. 901 and 1109(a); 15 U.S.C.77c,77e,77f,77g,77h,77j,77
source: 25 FR 6719, July 15, 1960, unless otherwise noted.
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