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Regulations last checked for updates: May 24, 2025
Title 13 - Business Credit and Assistance last revised: Feb 18, 2025
All Titles
Title 13
Chapter I
Part 107
Subpart F - Subpart F—Recordkeeping, Reporting, and Examination Requirements for Licensees
RECORDKEEPING REQUIREMENTS FOR LICENSEES
§ 107.600 - General requirement for Licensee to maintain and preserve records.
§ 107.610 - Required certifications for Loans and Investments.
§ 107.620 - Requirements to obtain information from Portfolio Concerns.
REPORTING REQUIREMENTS FOR LICENSEES
§ 107.630 - Requirement for Licensees to file financial statements with SBA (Form 468).
§ 107.640 - Requirement to file Portfolio Financing Reports (SBA Form 1031).
§ 107.650 - Requirement to report portfolio valuations to SBA.
§ 107.660 - Other items required to be filed by Licensee with SBA.
§ 107.665 - Civil penalties.
§ 107.670 - Application for exemption from civil penalty for late filing of reports.
§ 107.680 - Reporting changes in Licensee not subject to prior SBA approval.
EXAMINATIONS OF LICENSEES BY SBA FOR REGULATORY COMPLIANCE
§ 107.690 - Examinations.
§ 107.691 - Responsibilities of Licensee during examination.
§ 107.692 - Examination fees.
authority:
15 U.S.C. 662
,
681
,
687b
,
687k
source:
61 FR 3189, Jan. 31, 1996, unless otherwise noted.
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