17 CFR 274.404 - Form TH—Notification of reliance on temporary hardship exemption.

Regulations last checked for updates: May 20, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Subpart E [§ 274.401 - § 274.404]

§ 274.404 - Form TH—Notification of reliance on temporary hardship exemption.

Form TH shall be filed by any electronic filer who submits to the Commission, pursuant to a temporary hardship exemption, a document in paper format that otherwise would be required to be submitted electronically, as prescribed by rule 201(a) of Regulation S-T (§ 232.201(a) of this chapter).

[58 FR 14861, Mar. 18, 1993] Editorial Note:For Federal Register citations affecting Form TH, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

authority: Section 274.128 is also issued under 15 U.S.C. 78j-1,7202,7233,7241,7264,and; and 18 U.S.C. 1350.

source: 33 FR 19003, Dec. 20, 1968, unless otherwise noted.

cite as: 17 CFR 274.404