Regulations last checked for updates: May 18, 2024

Title 40 - Protection of Environment last revised: May 16, 2024
Appendix - Table 9 to Subpart AAAAA of Part 63—Applicability of General Provisions to Subpart AAAAA

As required in § 63.7140, you must comply with the applicable General Provisions requirements according to the following table:

Citation Summary of requirement Am I subject to this requirement? Explanations
§ 63.1(a)(1)-(4)ApplicabilityYes
§ 63.1(a)(5)No
§ 63.1(a)(6)ApplicabilityYes
§ 63.1(a)(7)-(a)(9)No
§ 63.1(a)(10)-(a)(14)ApplicabilityYes
§ 63.1(b)(1)Initial Applicability DeterminationYes§§ 63.7081 and 63.7142 specify additional applicability determination requirements.
§ 63.1(b)(2)No
§ 63.1(b)(3)Initial Applicability DeterminationYes
§ 63.1(c)(1)Applicability After Standard EstablishedYes
§ 63.1(c)(2)Permit RequirementsNoArea sources not subject to subpart AAAAA, except all sources must make initial applicability determination.
§ 63.1(c)(3)-(4)No
§ 63.1(c)(5)Area Source Becomes MajorYes
§ 63.1(c)(6)ReclassificationYes
§ 63.1(d)No
§ 63.1(e)Applicability of Permit ProgramYes
§ 63.2DefinitionsYesAdditional definitions in § 63.7143.
§ 63.3(a)-(c)Units and AbbreviationsYes
§ 63.4(a)(1)-(a)(2)Prohibited ActivitiesYes
§ 63.4(a)(3)-(a)(5)No
§ 63.4(b)-(c)Circumvention, SeverabilityYes
§ 63.5(a)(1)-(2)Construction/ReconstructionYes
§ 63.5(b)(1)Compliance DatesYes
§ 63.5(b)(2)No
§ 63.5(b)(3)-(4)Construction Approval, ApplicabilityYes
§ 63.5(b)(5)No
§ 63.5(b)(6)ApplicabilityYes
§ 63.5(c)No
§ 63.5(d)(1)-(4)Approval of Construction/ReconstructionYes
§ 63.5(e)Approval of Construction/ReconstructionYes
§ 63.5(f)(1)-(2)Approval of Construction/ReconstructionYes
§ 63.6(a)Compliance for Standards and MaintenanceYes
§ 63.6(b)(1)-(5)Compliance DatesYes
§ 63.6(b)(6)No
§ 63.6(b)(7)Compliance DatesYes
§ 63.6(c)(1)-(2)Compliance DatesYes
§ 63.6(c)(3)-(c)(4)No
§ 63.6(c)(5)Compliance DatesYes
§ 63.6(d)No
§ 63.6(e)(1)(i)General Duty to Minimize EmissionsYes before the relevant compliance date for your source as specified in § 63.7083(e)
No on and after the relevant compliance date for your source as specified in § 63.7083(e)
On and after the relevant compliance date for your source as specified in § 63.7083(e), see § 63.7100 for general duty requirement.
§ 63.6(e)(1)(ii)Requirement to Correct Malfunctions ASAPYes before the relevant compliance date for your source as specified in § 63.7083(e)
No on and after the relevant compliance date for your source as specified in § 63.7083(e)
§ 63.6(e)(1)(iii)Operation and Maintenance RequirementsYes
§ 63.6(e)(2)No[Reserved].
§ 63.6(e)(3)Startup, Shutdown Malfunction PlanYes before the relevant compliance date for your source as specified in § 63.7083(e)
No on and after the relevant compliance date for your source as specified in § 63.7083(e)
On and after the relevant compliance date for your source as specified in § 63.7083(e), the OM&M plan must address periods of startup and shutdown. See § 63.7100(d).
§ 63.6(f)(1)SSM exemptionNoSee § 63.7100. For periods of startup and shutdown, see § 63.7090(c).
§ 63.6(f)(2)-(3)Methods for Determining ComplianceYes
§ 63.6(g)(1)-(g)(3)Alternative StandardYes
§ 63.6(h)(1)SSM exemptionNoSee § 63.7100. For periods of startup and shutdown, see § 63.7090(c).
§ 63.6(h)(2)Methods for Determining ComplianceYes
§ 63.6(h)(3)No
§ 63.6(h)(4)-(h)(5)(i)Opacity/VE StandardsYesThis requirement only applies to opacity and VE performance checks required in Table 4 to subpart AAAAA.
§ 63.6(h)(5) (ii)-(iii)Opacity/VE StandardsNoTest durations are specified in subpart AAAAA; subpart AAAAA takes precedence.
§ 63.6(h)(5)(iv)Opacity/VE StandardsNo
§ 63.6(h)(5)(v)Opacity/VE StandardsYes
§ 63.6(h)(6)Opacity/VE StandardsYes
§ 63.6(h)(7)COM UseYes
§ 63.6(h)(8)Compliance with Opacity and VEYes
§ 63.6(h)(9)Adjustment of Opacity LimitYes
§ 63.6(i)(1)-(i)(14)Extension of ComplianceYes
§ 63.6(i)(15)No
§ 63.6(i)(16)Extension of ComplianceYes
§ 63.6(j)Exemption from ComplianceYes
§ 63.7(a)(1)-(a)(3)Performance Testing RequirementsYes§ 63.7110 specifies deadlines; § 63.7112 has additional specific requirements.
§ 63.7(b)NotificationYes
§ 63.7(c)Quality Assurance/Test PlanYes
§ 63.7(d)Testing FacilitiesYes
§ 63.7(e)(1)Conduct of TestsYes before the relevant compliance date for your source as specified in § 63.7083(e)
No on and after the relevant compliance date for your source as specified in § 63.7083(e)
On and after the relevant compliance date for your source as specified in § 63.7083(e), see § 63.7112(b).
§ 63.7(e)(2)-(4)Conduct of TestsYes
§ 63.7(f)Alternative Test MethodYes
§ 63.7(g)Data AnalysisYes
§ 63.7(h)Waiver of TestsYes
§ 63.8(a)(1)Monitoring RequirementsYesSee § 63.7113.
§ 63.8(a)(2)MonitoringYes
§ 63.8(a)(3)No
§ 63.8(a)(4)MonitoringNoFlares not applicable.
§ 63.8(b)(1)-(3)Conduct of MonitoringYes
§ 63.8(c)(1)(i)CMS Operation/MaintenanceYes before the relevant compliance date for your source as specified in § 63.7083(e)
No on and after the relevant compliance date for your source as specified in § 63.7083(e)
On and after the relevant compliance date for your source as specified in § 63.7083(e), see § 63.7100 for OM&M requirements.
§ 63.8(c)(1)(ii)CMS Spare PartsYes
§ 63.8(c)(1)(iii)Requirement to Develop SSM Plan for CMSYes before the relevant compliance date for your source as specified in § 63.7083(e)
No on and after the relevant compliance date for your source as specified in § 63.7083(e)
On and after the relevant compliance date for your source as specified in § 63.7083(e), no longer required.
§ 63.8(c)(2)-(3)CMS Operation/MaintenanceYes
§ 63.8(c)(4)CMS RequirementsNoSee § 63.7121.
§ 63.8(c)(4)(i)-(ii)Cycle Time for COM and CEMSYesNo CEMS are required under subpart AAAAA; see § 63.7113 for CPMS requirements.
§ 63.8(c)(5)Minimum COM proceduresYesCOM not required.
§ 63.8(c)(6)CMS RequirementsNoSee § 63.7113.
§ 63.8(c)(7)-(8)CMS RequirementsYes
§ 63.8(d)(1)-(2)Quality ControlYesSee also § 63.7113.
§ 63.8(d)(3)Quality ControlYes before the relevant compliance date for your source as specified in § 63.7083(e)
No on and after the relevant compliance date for your source as specified in § 63.7083(e)
§ 63.8(e)Performance Evaluation for CMSYesSee also § 63.7113.
§ 63.8(f)(1)-(f)(5)Alternative Monitoring MethodYes
§ 63.8(f)(6)Alternative to Relative Accuracy Test for CEMSNoNo CEMS required in subpart AAAAA.
§ 63.8(g)(1)-(g)(5)Data Reduction; Data That Cannot Be UsedNoSee data reduction requirements in §§ 63.7120 and 63.7121.
§ 63.9(a)Notification RequirementsYesSee § 63.7130.
§ 63.9(b)Initial NotificationsYes
§ 63.9(c)Request for Compliance ExtensionYes
§ 63.9(d)New Source Notification for Special Compliance RequirementsYes
§ 63.9(e)Notification of Performance TestYes
§ 63.9(f)Notification of VE/Opacity TestYesThis requirement only applies to opacity and VE performance tests required in Table 5 to subpart AAAAA. Notification not required for VE/opacity test under Table 7 to subpart AAAAA.
§ 63.9(g)Additional CMS NotificationsNoNot required for operating parameter monitoring.
§ 63.9(h)(1)-(h)(3)Notification of Compliance StatusYes
§ 63.9(h)(4)No
§ 63.9(h)(5)-(h)(6)Notification of Compliance StatusYes
§ 63.9(i)Adjustment of DeadlinesYes
§ 63.9(j)Change in Previous InformationYes
§ 63.9(k)Electronic reporting proceduresYesOnly as specified in § 63.9(j).
§ 63.10(a)Recordkeeping/Reporting General RequirementsYesSee §§ 63.7131 through 63.7133.
§ 63.10(b)(1)RecordsYes
§ 63.10(b)(2)(i)Recordkeeping of Occurrence and Duration of Startups and ShutdownsYes before the relevant compliance date for your source as specified in § 63.7083(e)
No on and after the relevant compliance date for your source as specified in § 63.7083(e)
§ 63.10(b)(2)(ii)Recordkeeping of Failures to Meet a StandardYes before the relevant compliance date for your source as specified in § 63.7083(e)
No on and after the relevant compliance date for your source as specified in § 63.7083(e)
On and after the relevant compliance date for your source as specified in § 63.7083(e), see § 63.7132 for recordkeeping of (1) date, time and duration; (2) listing of affected source or equipment, and an estimate of the quantity of each regulated pollutant emitted over the standard; and (3) actions to minimize emissions and correct the failure.
§ 63.10(b)(2)(iii)Maintenance RecordsYes
§ 63.10(b)(2)(iv)-(v)Actions Taken to Minimize Emissions During SSMYes before the relevant compliance date for your source as specified in § 63.7083(e)
No on and after the relevant compliance date for your source as specified in § 63.7083(e)
On and after the relevant compliance date for your source as specified in § 63.7083(e), see § 63.7100 for OM&M requirements.
§ 63.10(b)(2)(vi)-(xii)Recordkeeping for CMSYes
§ 63.10(b)(2)(xiii)Records for Relative Accuracy TestNo
§ 63.10(b)(2)(xiv)Records for NotificationYes
§ 63.10(b)(3)Applicability DeterminationsYes
§ 63.10(c)Additional CMS RecordkeepingNoSee § 63.7132.
§ 63.10(d)(1)General Reporting RequirementsYes
§ 63.10(d)(2)Performance Test ResultsYes
§ 63.10(d)(3)Opacity or VE ObservationsYesFor the periodic monitoring requirements in Table 7 to subpart AAAAA, report according to § 63.10(d)(3) only if VE observed and subsequent visual opacity test is required.
§ 63.10(d)(4)Progress ReportsYes
§ 63.10(d)(5)(i)Periodic Startup, Shutdown, Malfunction ReportsYes before the relevant compliance date for your source as specified in § 63.7083(e)
No on and after the relevant compliance date for your source as specified in § 63.7083(e)
On and after the relevant compliance date for your source as specified in § 63.7083(e), see § 63.7131 for malfunction reporting requirements.
§ 63.10(d)(5)(ii)Immediate Startup, Shutdown, Malfunction ReportsYes before the relevant compliance date for your source as specified in § 63.7083(e)
No on and after the relevant compliance date for your source as specified in § 63.7083(e)
§ 63.10(e)Additional CMS ReportsNoSee specific requirements in subpart AAAAA, see § 63.7131.
§ 63.10(f)Waiver for Recordkeeping/ReportingYes
§ 63.11(a)-(b)Control Device and Work Practice RequirementsNoFlares not applicable.
§ 63.12(a)-(c)State Authority and DelegationsYes
§ 63.13(a)-(c)State/Regional AddressesYes
§ 63.14(a)-(b)Incorporation by ReferenceNo
§ 63.15(a)-(b)Availability of Information and ConfidentialityYes
§ 63.16Performance Track ProvisionsYes
[85 FR 44988, July 24, 2020, as amended at 85 FR 73912, Nov. 19, 2020; 85 FR 84262, Dec. 28, 2020]
authority: 42 U.S.C. 7401
source: 57 FR 61992, Dec. 29, 1992, unless otherwise noted.