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Regulations last checked for updates: May 23, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All Titles
Title 17
Chapter I
Part 4
Subpart A - Subpart A—General Provisions, Definitions and Exemptions
§ 4.1 - Requirements as to form.
§§ 4.2-4.4 - §[Reserved]
§ 4.5 - Exclusion for certain otherwise regulated persons from the definition of the term “commodity pool operator.”
§ 4.6 - Exclusion for certain otherwise regulated persons from the definition of the term “commodity trading advisor.”
§ 4.7 - Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.
§ 4.8 - Exemption from certain requirements of rule 4.26 with respect to pools offered or sold in certain offerings exempt from registration under the Securities Act.
§ 4.9 - [Reserved]
§ 4.10 - Definitions.
§ 4.11 - Exemption from section 4n(3)(B).
§ 4.12 - Exemption from provisions of this part.
§ 4.13 - Exemption from registration as a commodity pool operator.
§ 4.14 - Exemption from registration as a commodity trading advisor.
§ 4.15 - Continued applicability of antifraud section.
§ 4.16 - Prohibited representations.
§ 4.17 - Severability.
authority:
7 U.S.C. 1a
,
2
,
6
,
6b
,
6c
,
6l
,
6m
,
6n
,
6o
,
12a
, and
2
3
source:
46 FR 26013, May 8, 1981, unless otherwise noted.
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