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Regulations last checked for updates: Jun 17, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 18, 2025
All Titles
Title 17
Chapter I
Part 38
Subpart N - Subpart N—Disciplinary Procedures
§ 38.700 - Core Principle 13.
§ 38.701 - Enforcement staff.
§ 38.702 - Disciplinary panels.
§ 38.703 - Notice of charges.
§ 38.704 - Right to representation.
§ 38.705 - Answer to charges.
§ 38.706 - Denial of charges and right to hearing.
§ 38.707 - Hearings.
§ 38.708 - Decisions.
§ 38.709 - Final decisions.
§ 38.710 - Disciplinary sanctions.
§ 38.711 - Warning letters.
§ 38.712 - Additional sources for compliance.
authority:
7 U.S.C. 1a
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Pub
. L. 111-203, 124 Stat. 1376
source:
66 FR 42277, Aug. 10, 2001, unless otherwise noted.
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