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Regulations last checked for updates: Jun 17, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 18, 2025
All Titles
Title 17
Chapter I
Part 38
Subpart L - Subpart L—Financial Integrity of Transactions
§ 38.600 - Core Principle 11.
§ 38.601 - Mandatory clearing.
§ 38.602 - General financial integrity.
§ 38.603 - Protection of customer funds.
§ 38.604 - Financial surveillance.
§ 38.605 - Requirements for financial surveillance program.
§ 38.606 - Financial regulatory services provided by a third party.
§ 38.607 - Direct access.
authority:
7 U.S.C. 1a
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Pub
. L. 111-203, 124 Stat. 1376
source:
66 FR 42277, Aug. 10, 2001, unless otherwise noted.
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