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Regulations last checked for updates: Apr 26, 2024
Title 17 - Commodity and Securities Exchanges last revised: Apr 19, 2024
All Titles
Title 17
Chapter I
Part 30 - PART 30—FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS
§ 30.1 - Definitions.
§ 30.2 - Applicability of the Act and rules.
§ 30.3 - Prohibited transactions.
§ 30.4 - Registration required.
§ 30.5 - Alternative procedures for non-domestic persons.
§ 30.6 - Disclosure.
§ 30.7 - Treatment of foreign futures or foreign options secured amount.
§ 30.8 - [Reserved]
§ 30.9 - Fraudulent transactions prohibited.
§ 30.10 - Petitions for exemption.
§ 30.11 - Applicability of state law.
§ 30.12 - Direct foreign order transmittal.
§ 30.13 - Commission certification.
Appendix Appendix A - Appendix A to Part 30—Interpretative Statement With Respect to the Commission's Exemptive Authority Under § 30.10 of Its Rules
Appendix Appendix B - Appendix B to Part 30—Interpretative Statement With Respect to the Secured Amount Requirement Set Forth in § 30.7
Appendix Appendix C - Appendix C to Part 30—Foreign Petitioners Granted Relief From the Application of Certain of the Part 30 Rules Pursuant to § 30.10
Appendix Appendix D - Appendix D to Part 30—Commission Certification With Respect to Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index
Appendix Appendix E - Appendix E to Part 30—Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Account
Appendix Appendix F - Appendix F to Part 30—Acknowledgment Letter for CFTC Regulation 30.7 Customer Secured Money Market Mutual Fund Account
authority:
7 U.S.C. 1a
,
2
,
6
,
6
c,
and
,
unless
source:
52 FR 28998, Aug. 5, 1987, unless otherwise noted.
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