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Regulations last checked for updates: May 23, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All TitlesTitle 17Chapter IPart 23Subpart J - Subpart J—Duties of Swap Dealers and Major Swap Participants
  • § 23.600 - Risk Management Program for swap dealers and major swap participants.
  • § 23.601 - Monitoring of position limits.
  • § 23.602 - Diligent supervision.
  • § 23.603 - Business continuity and disaster recovery.
  • § 23.604 - [Reserved]
  • § 23.605 - Conflicts of interest policies and procedures.
  • § 23.606 - General information: availability for disclosure and inspection.
  • § 23.607 - Antitrust considerations.
  • § 23.608 - Restrictions on counterparty clearing relationships.
  • § 23.609 - Clearing member risk management.
  • § 23.610 - Clearing member acceptance for clearing.
  • § 23.611 - Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with clearing member acceptance for clearing.
authority: 7 U.S.C. 1a,2,6,6a,6b,6b-1,6c,6p,6r,6s,6t,9,9a,12,12a,13b,13c,16a,18,19,21
source: 77 FR 2628, Jan. 19, 2012, unless otherwise noted.
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