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Regulations last checked for updates: May 02, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All Titles
Title 17
Chapter I
Part 23
Subpart H - Subpart H—Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities
§ 23.400 - Scope.
§ 23.401 - Definitions.
§ 23.402 - General provisions.
§§ 23.403-23.409 - §[Reserved]
§ 23.410 - Prohibition on fraud, manipulation, and other abusive practices.
§§ 23.411-23.429 - §[Reserved]
§ 23.430 - Verification of counterparty eligibility.
§ 23.431 - Disclosures of material information.
§ 23.432 - Clearing disclosures.
§ 23.433 - Communications—fair dealing.
§ 23.434 - Recommendations to counterparties—institutional suitability.
§§ 23.435-23.439 - §[Reserved]
§ 23.440 - Requirements for swap dealers acting as advisors to Special Entities.
§§ 23.441-23.449 - §[Reserved]
§ 23.450 - Requirements for swap dealers and major swap participants acting as counterparties to Special Entities.
§ 23.451 - Political contributions by certain swap dealers.
Appendix Appendix A - Appendix A to Subpart H of Part 23— Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities
authority:
7 U.S.C. 1a
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2
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6
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6
a,
6
b,
6
b-1,
6
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6
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6
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a,
12
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12
a,
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13c
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16a
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18
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19
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2
1
source:
77 FR 2628, Jan. 19, 2012, unless otherwise noted.
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