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Regulations last checked for updates: May 23, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All TitlesTitle 17Chapter IPart 23Subpart H - Subpart H—Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities
  • § 23.400 - Scope.
  • § 23.401 - Definitions.
  • § 23.402 - General provisions.
  • §§ 23.403-23.409 - §[Reserved]
  • § 23.410 - Prohibition on fraud, manipulation, and other abusive practices.
  • §§ 23.411-23.429 - §[Reserved]
  • § 23.430 - Verification of counterparty eligibility.
  • § 23.431 - Disclosures of material information.
  • § 23.432 - Clearing disclosures.
  • § 23.433 - Communications—fair dealing.
  • § 23.434 - Recommendations to counterparties—institutional suitability.
  • §§ 23.435-23.439 - §[Reserved]
  • § 23.440 - Requirements for swap dealers acting as advisors to Special Entities.
  • §§ 23.441-23.449 - §[Reserved]
  • § 23.450 - Requirements for swap dealers and major swap participants acting as counterparties to Special Entities.
  • § 23.451 - Political contributions by certain swap dealers.
  • Appendix Appendix A - Appendix A to Subpart H of Part 23— Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities
authority: 7 U.S.C. 1a,2,6,6a,6b,6b-1,6c,6p,6r,6s,6t,9,9a,12,12a,13b,13c,16a,18,19,21
source: 77 FR 2628, Jan. 19, 2012, unless otherwise noted.
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