REGULATIONS
Rulings
AD/CVD
Notices
HTSUS
U.S. Code
Regs
More
Ports
About
Updates
Apps
Larger font
Smaller font
SEARCH
Sort by Rank
Titles Ascending
Titles Descending
10 per page
25 Result/page
50 Result/page
Regulations last checked for updates: May 23, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All Titles
Title 17
Chapter I
Part 23
Subpart H - Subpart H—Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing With Counterparties, Including Special Entities
§ 23.400 - Scope.
§ 23.401 - Definitions.
§ 23.402 - General provisions.
§§ 23.403-23.409 - §[Reserved]
§ 23.410 - Prohibition on fraud, manipulation, and other abusive practices.
§§ 23.411-23.429 - §[Reserved]
§ 23.430 - Verification of counterparty eligibility.
§ 23.431 - Disclosures of material information.
§ 23.432 - Clearing disclosures.
§ 23.433 - Communications—fair dealing.
§ 23.434 - Recommendations to counterparties—institutional suitability.
§§ 23.435-23.439 - §[Reserved]
§ 23.440 - Requirements for swap dealers acting as advisors to Special Entities.
§§ 23.441-23.449 - §[Reserved]
§ 23.450 - Requirements for swap dealers and major swap participants acting as counterparties to Special Entities.
§ 23.451 - Political contributions by certain swap dealers.
Appendix Appendix A - Appendix A to Subpart H of Part 23— Guidance on the Application of §§ 23.434 and 23.440 for Swap Dealers That Make Recommendations to Counterparties or Special Entities
authority:
7 U.S.C. 1a
,
2
,
6
,
6
a,
6
b,
6
b-1,
6
c,
6
p,
6
r,
6
s,
6
t,
9
,
9
a,
12
,
12
a,
13b
,
13c
,
16a
,
18
,
19
,
2
1
source:
77 FR 2628, Jan. 19, 2012, unless otherwise noted.
.list_box li,p,.cm-search-info,.cm-search-detail,.abt span,.expand-collapse_top
Get the CustomsMobile app!