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Regulations last checked for updates: May 09, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All Titles
Title 17
Chapter IV
Part 420 - PART 420—LARGE POSITION REPORTING
§ 420.1 - Applicability.
§ 420.2 - Definitions.
§ 420.3 - Reporting.
§ 420.4 - Recordkeeping.
§ 420.5 - Applicability date.
Appendix Appendix A - Appendix A to Part 420—Separate Reporting Entity
Appendix Appendix B - Appendix B to Part 420—Sample Large Position Report
authority:
15 U.S.C. 78o-5
(f)
source:
79 FR 73414, Dec. 10, 2014, unless otherwise noted.
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