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Regulations last checked for updates: Oct 18, 2021
Title 17 - Commodity and Securities Exchanges last revised: Oct 07, 2021
Part 402 - FINANCIAL RESPONSIBILITY
§ 402.1 - Application of part to registered brokers and dealers and financial institutions; special rules for futures commission merchants and government securities interdealer brokers; effective date.
§ 402.2 - Capital requirements for registered government securities brokers and dealers.
§ 402.2a - Appendix A - Calculation of market risk haircut for purposes of § 402.2(g)(2).
§ 402.2b - [Reserved]
§ 402.2c - Appendix C - Consolidated computations of liquid capital and total haircuts for certain subsidiaries and affiliates.
§ 402.2d - Appendix D - Modification of of this title, relating to satisfactory subordination agreements, for purposes of § 402.2.
15 U.S.C. 78o-5
(b)(1)(A), (b)(4), Pub. L. 111-203, 124 Stat. 1376
52 FR 27931, July 24, 1987, unless otherwise noted.
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