17 CFR 230.194 - Definitions of the terms “swap” and “security-based swap” as used in the Act.

Regulations last checked for updates: Feb 09, 2026

Title 17 - Commodity and Securities Exchanges last revised: Jan 29, 2026

View all text of Part 230 [§ 230.100 - § 230.1001]

§ 230.194 - Definitions of the terms “swap” and “security-based swap” as used in the Act.

(a) The term swap as used in section 2(a)(17) of the Act (15 U.S.C. 77b(a)(17)) has the same meaning as provided in section 3(a)(69) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(69)) and 17 CFR 240.3a69-1 through 240.3a69-3.

(b) The term security-based swap as used in section 2(a)(17) of the Act (15 U.S.C. 77b(a)(17)) has the same meaning as provided in section 3(a)(68) of the Securities Exchange Act of 1934 (15 U.S.C. 78c(a)(68)) and 17 CFR 240.3a68-1a through 240.3a68-5.

[77 FR 48356, Aug. 13, 2012]

authority: 15 U.S.C. 77b,77b,77c,77d,77f,77g,77h,77j,77r,77s,77z,77sss,78c,78d,78j,78

cite as: 17 CFR 230.194