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Regulations last checked for updates: Jun 16, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 18, 2025
All TitlesTitle 17Chapter IIPart 205 - PART 205—STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS APPEARING AND PRACTICING BEFORE THE COMMISSION IN THE REPRESENTATION OF AN ISSUER
  • § 205.1 - Purpose and scope.
  • § 205.2 - Definitions.
  • § 205.3 - Issuer as client.
  • § 205.4 - Responsibilities of supervisory attorneys.
  • § 205.5 - Responsibilities of a subordinate attorney.
  • § 205.6 - Sanctions and discipline.
  • § 205.7 - No private right of action.
authority: 15 U.S.C. 77s,78d,78w,80a,80a,80b,7202,7245,and
source: 68 FR 6320, Feb. 6, 2003, unless otherwise noted.
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