Regulations last checked for updates: May 04, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
§ 200.71 - Fiduciary relationships.

A member should avoid service as a fiduciary if it would interfere or seem to interfere with the proper performance of his duties, or if the interests of those represented require investments in enterprises which are involved in questions to be determined by him. Such relationships would include trustees, executors, corporate directors, and the like.

source: 25 FR 6719, July 15, 1960, unless otherwise noted.
cite as: 17 CFR 200.71