17 CFR 200.61 - Impressions of influence.

Regulations last checked for updates: Jun 16, 2024

Title 17 - Commodity and Securities Exchanges last revised: Jun 11, 2024

View all text of Subpart C [§ 200.50 - § 200.72]

§ 200.61 - Impressions of influence.

A member should not, by his conduct, permit the impression to prevail that any person can improperly influence him, that any person unduly enjoys his favor or that he is affected in any way by the rank, position, prestige, or affluence of any person.

authority: 5 U.S.C. 552,552a,552b,and; 11 U.S.C. 901 and 1109(a); 15 U.S.C. 77c,77e,77f,77g,77h,77j,77o,77q,77s,77u,77z,77ggg(a),77hhh,77sss,77uuu,78b,78c,78d,78d-1,78d-2,78e,78f,78g,78h,78i,78k,78k-1,78

source: 25 FR 6719, July 15, 1960, unless otherwise noted.

cite as: 17 CFR 200.61