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Regulations last checked for updates: May 23, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All TitlesTitle 17Chapter IIPart 242Subpart 0 - Regulation SCI—Systems Compliance and Integrity
  • § 242.1000 - Definitions.
  • § 242.1001 - Obligations related to policies and procedures of SCI entities.
  • § 242.1002 - Obligations related to SCI events.
  • § 242.1003 - Obligations related to systems changes; SCI review.
  • § 242.1004 - SCI entity business continuity and disaster recovery plans testing requirements for members or participants.
  • § 242.1005 - Recordkeeping requirements related to compliance with Regulation SCI.
  • § 242.1006 - Electronic filing and submission.
  • § 242.1007 - Requirements for service bureaus.
authority: 15 U.S.C. 77g,77q,77s,78b,78c,78c-4,78g,78i,78j,78k,78
source: 62 FR 544, Jan. 3, 1997, unless otherwise noted.
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