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Regulations last checked for updates: May 01, 2025
Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
All Titles
Title 17
Chapter II
Part 242
Subpart 0 - Regulation SCI—Systems Compliance and Integrity
§ 242.1000 - Definitions.
§ 242.1001 - Obligations related to policies and procedures of SCI entities.
§ 242.1002 - Obligations related to SCI events.
§ 242.1003 - Obligations related to systems changes; SCI review.
§ 242.1004 - SCI entity business continuity and disaster recovery plans testing requirements for members or participants.
§ 242.1005 - Recordkeeping requirements related to compliance with Regulation SCI.
§ 242.1006 - Electronic filing and submission.
§ 242.1007 - Requirements for service bureaus.
authority:
15 U.S.C. 77g
,
77q
,
77s
,
78b
,
78c
,
78c
-4,
78g
,
78i
,
78j
,
78k
,
78
source:
62 FR 544, Jan. 3, 1997, unless otherwise noted.
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