17 CFR 240.12a-11 - Exemption of security-based swaps sold in reliance on Securities Act of 1933 Rule 240 (from section 12(a) of the Act.

Regulations last checked for updates: May 03, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Subpart A [§ 240.0-1 - § 240.12a-11]

§ 240.12a-11 - Exemption of security-based swaps sold in reliance on Securities Act of 1933 Rule 240 (from section 12(a) of the Act.

(a) The provisions of Section 12(a) of the Act (15 U.S.C. 78l(a)) do not apply to any security-based swap offered and sold in reliance on § 230.240 of this chapter.

(b) This section will expire on February 11, 2018.

[82 FR 10707, Feb. 15, 2017]

authority: 15 U.S.C. 77c,77d,77g,77j,77s,77z,77z,77eee,77ggg,77nnn,77sss,77ttt,78c,78c-3,78c-5,78d,78e,78f,78g,78i,78j,78j-1,78j-4,78k,78k-1,78

cite as: 17 CFR 240.12a-11