17 CFR 240.3b-1 - Definition of “listed”.

Regulations last checked for updates: May 03, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Subpart A [§ 240.0-1 - § 240.12a-11]

§ 240.3b-1 - Definition of “listed”.

The term listed means admitted to full trading privileges upon application by the issuer or its fiscal agent or, in the case of the securities of a foreign corporation, upon application by a banker engaged in distributing them; and includes securities for which authority to add to the list on official notice of issuance has been granted.

(Sec. 3, 48 Stat. 884; 15 U.S.C. 78c) [13 FR 8179, Dec. 22, 1948]

authority: 15 U.S.C. 77c,77d,77g,77j,77s,77z,77z,77eee,77ggg,77nnn,77sss,77ttt,78c,78c-3,78c-5,78d,78e,78f,78g,78i,78j,78j-1,78j-4,78k,78k-1,78

cite as: 17 CFR 240.3b-1