17 CFR 240.3a12-12 - Exemption from certain provisions of section 16 of the Act for asset-backed securities.

Regulations last checked for updates: May 03, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

§ 240.3a12-12 - Exemption from certain provisions of section 16 of the Act for asset-backed securities.

Asset-backed securities, as defined in § 229.1101 of this chapter, are exempt from section 16 of the Act (15 U.S.C. 78p).

[70 FR 1620, Jan. 7, 2005]

authority: 15 U.S.C. 77c,77d,77g,77j,77s,77z,77z,77eee,77ggg,77nnn,77sss,77ttt,78c,78c-3,78c-5,78d,78e,78f,78g,78i,78j,78j-1,78j-4,78k,78k-1,78

cite as: 17 CFR 240.3a12-12