Code of Federal Regulations > Title 15 > Chapter I > Part 30 > Appendix Appendix B - Appendix B to Part 30—AES Filing Citation, Exemption and Exclusion Legends

Regulations last checked for updates: Apr 26, 2024

Title 15 - Commerce and Foreign Trade last revised: Apr 22, 2024

Appendix Appendix B - Appendix B to Part 30—AES Filing Citation, Exemption and Exclusion Legends


I. Proof of Filing Citation	AES ITN Example: AES X20170101987654
II. Postdeparture Citation—USPPI, USPPI is filing the EEI	AESPOST USPPI Identification Number Date of Export (mm/dd/yyyy). Example: AESPOST 12345678912 01/01/2017.
III. Postdeparture Citation—Agent, Agent is filing the EEI	AESPOST USPPI Identification Number—Filer ID Date of Export (mm/dd/yyyy). Example: AESPOST 12345678912—987654321 01/01/2017.
IV. AES downtime Filing Citation—Use only when AES or AES Direct is unavailable	AESDOWN Filer ID Date of Export (mm/dd/yyyy) Example: AESDOWN 123456789 01/01/2017
V. Exemption for Shipments to Canada	NOEEI § 30.36
VI. Exemption for Low-Value Shipments	NOEEI § 30.37(a)
VII. Miscellaneous Exemption Statements are found in 15 CFR part 30, subpart D, § 30.37(b) through (y)	NOEEI § 30.37 (site corresponding alphabet)
VIII. Special Exemption for Shipments to the U.S. Armed Forces	NOEEI § 30.39
IX. Special Exemptions for Certain Shipments to U.S. Government Agencies and Employees (Exemption Statements are found in 15 CFR part 30, subpart D, § 30.40(a) through (c)	NOEEI § 30.40 (site corresponding alphabet)
X. Split Shipments Split Shipments should be referenced as such on the manifest in accordance with provisions contained in § 30.28, Split Shipments. The notation should be easily identifiable on the manifest. It is preferable to include a reference to a split shipment in the exemption statements cited in the example, the notation SS should be included at the end of the appropriate exemption statement	AES ITN SS Example: AES X20170101987654 SS

[82 FR 43844, Sept. 20, 2017, as amended at 88 FR 54237, Aug. 10, 2023]

authority: 5 U.S.C. 301; 13 U.S.C. 301-307; Reorganization plan No. 5 of 1990 (3 CFR 1949-1953 Comp., p.1004); Department of Commerce Organization Order No. 35-2A, July 22, 1987, as amended and No. 35-2B, December 20, 1996, as amended; Public Law 107-228, 116 Stat. 1350

source: 73 FR 31555, June 2, 2008, unless otherwise noted.