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Regulations last checked for updates: Jun 16, 2025

Title 13 - Business Credit and Assistance last revised: Jun 04, 2025
All TitlesTitle 13Chapter IPart 107Subpart D - Subpart D—Changes in Ownership, Control, or Structure of Licensee; Transfer of License

CHANGES IN CONTROL OR OWNERSHIP OF LICENSEE
  • § 107.400 - Changes in ownership of 10 percent or more of Licensee but no change of Control.
  • § 107.410 - Changes in Control of Licensee (through change in ownership or otherwise).
  • § 107.420 - Prohibition on exercise of ownership or Control rights in Licensee before SBA approval.
  • § 107.430 - Notification to SBA of transactions that may change ownership or Control.
  • § 107.440 - Standards governing prior SBA approval for a proposed transfer of Control.
  • § 107.450 - Notification to SBA of pledge of Licensee's shares.

RESTRICTIONS ON COMMON CONTROL OR OWNERSHIP OF TWO OR MORE LICENSEES
  • § 107.460 - Restrictions on Common Control or ownership of two (or more) Licensees.

CHANGE IN STRUCTURE OF LICENSEE
  • § 107.470 - SBA approval of merger, consolidation, or reorganization of Licensee.

TRANSFER OF LICENSE
  • § 107.475 - Transfer of license.
authority: 15 U.S.C. 662,681,687b,687k
source: 61 FR 3189, Jan. 31, 1996, unless otherwise noted.
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