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Regulations last checked for updates: May 23, 2025
Title 13 - Business Credit and Assistance last revised: Feb 18, 2025
All Titles
Title 13
Chapter I
Part 107
Subpart C - Subpart C—Qualifying for an SBIC License
ORGANIZING AN SBIC
§ 107.100 - Organizing a Section 301(c) Licensee.
§ 107.115 - 1940 Act and 1980 Act Companies.
§ 107.120 - Special rules for a Section 301(d) Licensee owned by another Licensee.
§ 107.130 - Requirement for qualified management.
§ 107.140 - SBA approval of initial Management Expenses.
§ 107.150 - Management-ownership diversification requirement.
§ 107.160 - Special rules for Licensees formed as limited partnerships.
CAPITALIZING AN SBIC
§ 107.200 - Adequate capital for Licensees.
§ 107.210 - Minimum capital requirements for Licensees.
§ 107.230 - Permitted sources of Private Capital for Licensees.
§ 107.240 - Limitations on including non-cash capital contributions in Private Capital.
§ 107.250 - Exclusion of stock options issued by Licensee from Management Expenses.
APPLYING FOR AN SBIC LICENSE
§ 107.300 - License application form and fee.
§ 107.305 - Evaluation of license applicants.
§ 107.310 - When and how to apply for licensing as an Early Stage SBIC.
§ 107.320 - Leverage portfolio diversification.
authority:
15 U.S.C. 662
,
681
,
687b
,
687k
source:
61 FR 3189, Jan. 31, 1996, unless otherwise noted.
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