17 CFR 274.12 - Form N-8B-2, registration statement of unit investment trusts that are currently issuing securities.

Regulations last checked for updates: May 17, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Subpart A [§ 274.5 - § 274.54]

§ 274.12 - Form N-8B-2, registration statement of unit investment trusts that are currently issuing securities.

This form shall be used as the registration statement to be filed, pursuant to section 8(b) of the Investment Company Act of 1940, by unit investment trusts other than separate accounts that are currently issuing securities, including unit investment trusts that are issuers of periodic payment plan certificates.

[67 FR 19870, Apr. 23, 2002] Editorial Note:For Federal Register citations affecting Form N-8B-2, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

authority: Section 274.128 is also issued under 15 U.S.C. 78j-1,7202,7233,7241,7264,and; and 18 U.S.C. 1350.

source: 33 FR 19003, Dec. 20, 1968, unless otherwise noted.

cite as: 17 CFR 274.12