17 CFR 239.200 - Form 1-E, notification under Regulation E.

Regulations last checked for updates: May 16, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Subpart B [§ 239.90 - § 239.900]

§ 239.200 - Form 1-E, notification under Regulation E.

This form shall be used for notification pursuant to Rule 604 (§ 230.604 of this chapter) of Regulation E (§§ 230.601-230.610a of this chapter) by a small business investment company or business development company described in Rule 602 (§ 230.602 of this chapter).

(Secs 3(b) and 3(c), Securities Act of 1933 (15 U.S.C. 77c (b) and (c); sec. 38, Investment Company Act of 1940 (15 U.S.C. 80a-37)) [49 FR 35347, Sept. 7, 1984] Editorial Note:For Federal Register citations affecting Form 1-E, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

authority: 15 U.S.C. 77c,77f,77g,77h,77j,77s,77z,77z,77sss,78c,78

source: 33 FR 18991, Dec. 20, 1968, unless otherwise noted.

cite as: 17 CFR 239.200