17 CFR 201.1103 - Notice of proposed plan and opportunity for comment by non-parties.

search within (broker AND examination AND days) NOT (cargo OR taxpayer) NOT markets**

Regulations last checked for updates: May 02, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025

0 results for (broker AND examination AND days) NOT (cargo OR taxpayer) NOT markets**

Searching within:

View all text of Subpart F [§ 201.1100 - § 201.1106]

§ 201.1103 - Notice of proposed plan and opportunity for comment by non-parties.

Notice of a proposed plan of disgorgement or a proposed Fair Fund plan shall be published on the SEC website and in such other publications as the Commission or the hearing officer may require. The notice shall specify how copies of the proposed plan may be obtained and shall state that persons desiring to comment on the proposed plan may submit their views, in writing, to the Commission.

[83 FR 25366, June 1, 2018]

authority: 15 U.S.C. 77s,77sss,78w,78x,80a,and; 5 U.S.C. 504(c)(1)

source: 47 FR 610, Jan. 6, 1982, unless otherwise noted.

cite as: 17 CFR 201.1103