17 CFR 5.4 - Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.

Regulations last checked for updates: May 07, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Part 5 [§ 5.1 - § 5.25]

§ 5.4 - Applicability of part 4 of this chapter to commodity pool operators and commodity trading advisors.

Part 4 of this chapter applies to any person required pursuant to the provisions of this part 5 to register as a commodity pool operator or as a commodity trading advisor. Failure by any such person to comply with the requirements of part 4 will constitute a violation of this section and the relevant section of part 4.

authority: 7 U.S.C. 1a,2,6,6a,6b,6c,6d,6e,6f,6g,6h,6i,6k,6m,6n,6o,8,9,9a,12,12a,13b,13c,16a,18,19,21, and23

source: 75 FR 55432, Sept. 10, 2010, unless otherwise noted.

cite as: 17 CFR 5.4