Regulations last checked for updates: May 18, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024
§ 39.9 - Scope.

Except as otherwise provided by Commission order, the provisions of this subpart B apply to any derivatives clearing organization, as defined under section 1a(15) of the Act and § 1.3 of this chapter, that is registered with the Commission as a derivatives clearing organization pursuant to section 5b of the Act. The provisions of this subpart B do not apply to any exempt derivatives clearing organization, as defined under § 39.2.

[86 FR 968, Jan. 7, 2021]
authority: 7 U.S.C. 2,6,7a,and; 12 U.S.C. 5464; 15 U.S.C. 8325; Section 752 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, title VII, sec. 752, July 21, 2010, 124 Stat. 1749
source: 76 FR 69430, Nov. 8, 2011, unless otherwise noted.
cite as: 17 CFR 39.9