17 CFR 39.8 - Fraud in connection with the clearing of transactions on a derivatives clearing organization.

Regulations last checked for updates: May 18, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Subpart A [§ 39.1 - § 39.8]

§ 39.8 - Fraud in connection with the clearing of transactions on a derivatives clearing organization.

It shall be unlawful for any person, directly or indirectly, in or in connection with the clearing of transactions by a derivatives clearing organization:

(a) To cheat or defraud or attempt to cheat or defraud any person;

(b) Willfully to make or cause to be made to any person any false report or statement or cause to be entered for any person any false record; or

authority: 7 U.S.C. 2,6,7a,and; 12 U.S.C. 5464; 15 U.S.C. 8325; Section 752 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111-203, title VII, sec. 752, July 21, 2010, 124 Stat. 1749

source: 76 FR 69430, Nov. 8, 2011, unless otherwise noted.

cite as: 17 CFR 39.8