Regulations last checked for updates: May 03, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025
§ 12.19 - Counterclaim.

A registrant may, at the time of filing an answer to a complaint, set forth as a counterclaim: (a) Facts alleging a violation and a request for a reparation award that would be a proper subject for a complaint under § 12.13 of these rules; or

(b) Any claim which at the time the complaint is served the registrant has against the complainant if it arises out of the transaction or occurrence or series of transactions or occurrences set forth in the complaint.

authority: 7 U.S.C. 2(a)(12), 12a(5), and 18
source: 49 FR 6621, Feb. 22, 1984, unless otherwise noted.
cite as: 17 CFR 12.19