17 CFR 203.3 - Suspension and disbarment.

Regulations last checked for updates: Jun 16, 2024

Title 17 - Commodity and Securities Exchanges last revised: Jun 11, 2024

View all text of Subpart A [§ 203.1 - § 203.3]

§ 203.3 - Suspension and disbarment.

The provisions of § 201.102(e) of this chapter (Rule 102(e) of the Commission's rules of practice) are hereby made specifically applicable to all investigations.

[29 FR 3620, Mar. 21, 1964, as amended at 60 FR 32823, June 23, 1995]

authority: 15 U.S.C. 77s,77sss,78w,80a,and,unless

source: 29 FR 3620, Mar. 21, 1964, unless otherwise noted.

cite as: 17 CFR 203.3