17 CFR 270.30a-4 - Annual report for wholly-owned registered management investment company subsidiary of registered management investment company.

Regulations last checked for updates: May 20, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Part 270 [§ 270.0-1 - § 270.60a-1]

§ 270.30a-4 - Annual report for wholly-owned registered management investment company subsidiary of registered management investment company.

Notwithstanding the provisions of § 270.30a-1, a registered management investment company that is a wholly-owned subsidiary of a registered management investment company need not file an annual report on Form N-CEN if financial information with respect to that subsidiary is reported in the parent's annual report on Form N-CEN.

[81 FR 82021, Nov. 18, 2016]

authority: 15 U.S.C. 80a-1

cite as: 17 CFR 270.30a-4