17 CFR 270.17a-1 - Exemption of certain underwriting transactions exempted by § 270.10f-1.

Regulations last checked for updates: May 20, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

§ 270.17a-1 - Exemption of certain underwriting transactions exempted by § 270.10f-1.

Any transaction exempted pursuant to § 270.10f-1 shall be exempt from the provisions of section 17(a)(1) of the Act (54 Stat. 815; 15 U.S.C. 80a-17).

[Rule N-17A-1, 6 FR 1191, Feb. 28, 1941]

authority: 15 U.S.C. 80a-1

cite as: 17 CFR 270.17a-1