17 CFR 260.4d-11 - Exemption for security-based swaps offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239).

Regulations last checked for updates: May 20, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Part 260 [§ 260.0-1 - § 260.19a-1]

§ 260.4d-11 - Exemption for security-based swaps offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239).

Any security-based swap offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239), whether or not issued under an indenture, is exempt from the Act.

[77 FR 20549, Apr. 5, 2012]

authority: 15 U.S.C. 77c,77ddd,77eee,77ggg,77nnn,77sss,78

source: 5 FR 293, Jan. 25, 1940, unless otherwise noted.

cite as: 17 CFR 260.4d-11