17 CFR 260.4d-11 - Exemption for security-based swaps offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239).

Regulations last checked for updates: May 01, 2025

Title 17 - Commodity and Securities Exchanges last revised: Apr 22, 2025

View all text of Part 260 [§ 260.0-1 - § 260.19a-1]

§ 260.4d-11 - Exemption for security-based swaps offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239).

Any security-based swap offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239), whether or not issued under an indenture, is exempt from the Act.

[77 FR 20549, Apr. 5, 2012]

authority: 15 U.S.C. 77c,77ddd,77eee,77ggg,77nnn,77sss,78

cite as: 17 CFR 260.4d-11