17 CFR 249.1701 - Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.

Regulations last checked for updates: May 20, 2024

Title 17 - Commodity and Securities Exchanges last revised: May 01, 2024

View all text of Subpart R [§ 249.1701 - § 249.1702]

§ 249.1701 - Form SBSEF, for application for registration as a security-based swap execution facility or to amend such application or registration.

This form shall be used for application for registration as a security-based swap execution facility, pursuant to section 3D of the Securities Exchange Act of 1934 (15 U.S.C. 78c-4) and § 242.803 of this chapter, or to amend such application or registration.

authority: 15 U.S.C. 78a

cite as: 17 CFR 249.1701